How Does SEBI Resolve Financial Market Grievances?

The Importance of Investor Grievance Redressal

Objectives of SEBI's Investor Grievance Redressal Policy

Handling Investor Grievances: The SCORES Platform

The Process of Filing Complaint

Types of Complaints Handled by SEBI

Types of Complaints Not Considered by SEBI

Investigative Powers and Enforcement

Challenges in Resolving Investor Grievances

Conclusion

Coming Up Next

Key Features of SCORES

Monitoring and Resolution

Stock Brokers and Authorized Agents

Stock Exchanges, Depositories and Participants

Mutual Funds

Registrars and Share Transfer Agents

Credit Rating Agencies

Investment Advisors

Vague or Incomplete Complaints

Unsupported Allegations

General Guidance Requests

Private Agreement Disputes

Market Price Dissatisfaction

Complaints Under Judicial Review

Complaints Reviewed by Other Regulators

Conduct Inspections

Investigate Violations

Impose Penalties

Delays in Response

Complications in Determining Fault

How to Identify Financial Fraud